Investment Firms & Assets Managers

Embark on a Transformative Compliance Journey

Investment Firms & Assets Managers

Why Choose Us

Invest Wisely, Comply Smartly with Studio AM.

Studio AM provides investment sector-specific regulatory compliance and risk management services in Hong Kong, guaranteeing that your activities adhere to SFC regulations and international investment benchmarks.

  • Adaptation of SEC and FINRA guidelines
  • Expert due diligence for secure investments
  • Customized compliance training programs
  • Continuous regulatory updates and support
SEC and FINRA Compliance
Hybridise regulatory standards from the U.S. SEC and FINRA with those of Hong Kong’s Securities and Futures Commission (SFC), furnishing compliance guidance that safeguards investors and guarantees equitable and transparent market operations to bolster market competitiveness and credibility.
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Compliance Training Programs
Create and administer individualised training programmes concerning SFC regulations and best practices for global investments, thereby augmenting staff comprehension and adherence, and mitigating regulatory vulnerabilities.
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Due Diligence Services
Provide meticulous due diligence services for investments, mergers, and acquisitions, with a specific focus on cross-border transactions involving mainland China and Hong Kong. Our services aim to ensure adherence to regulations while minimising potential financial and operational hazards.
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