Tailored Compliance Course
GBA Banking Compliance and Cross-boundary Wealth Management
Course Detail
GBA Banking Compliance and Cross-boundary Wealth Management
Target Audience
Financial Professionals
Total Course Hour
30 hours
No. of modules
10
course module
GBA Banking Compliance and Cross-boundary Wealth Management
01
Overview of the GBA Financial Landscape
| Module | Topic |
|---|---|
| 1.1 | Historical Background and Geographic Scope of the GBA |
| 1.2 | Key Statistics and Economic Significance of the GBA |
| 1.3 | Development Objectives of the GBA |
| 1.4 | Overview of the GBA Financial Landscape: Opportunities and Challenges |
| 1.5 | Key Relationships among Hong Kong and the other GBA cities |
| 1.6 | Initiatives Related to the GBA |
02
Banking Laws in Hong Kong and Mainland China
| Module | Topic |
|---|---|
| 2.1 | Overview of Banking Laws and Regulatory Landscape in Hong Kong and Mainland China |
| 2.2 | Overview of China’s Banking System and Operating Environment |
| 2.3 | Key Considerations and Implications for Banks Operating in the GBA |
| 2.4 | Regulatory Framework and Compliance Considerations in Mainland China |
| 2.5 | Cross-boundary Compliance Challenges, Data Privacy Divergence, and Risk Management Strategies |
03
Wealth Management Market in HK and Mainland China
| Module | Topic |
|---|---|
| 3.1 | Wealth Management Landscape and Market Trends in the GBA |
| 3.2 | Growing Demands from High Net Wealth and Family Office Population |
| 3.3 | Wealth Management Products and Services in the GBA |
| 3.4 | Cross-boundary Wealth Management Opportunities and Challenges |
| 3.5 | Hong Kong’s Position in the GBA as an International Wealth Management Hub |
04
Product Development and Investment Management in the GBA
| Module | Topic |
|---|---|
| 4.1 | Product Development Strategies in the GBA |
| 4.2 | Investment Products and Solutions in the GBA |
| 4.3 | Digital Wealth Management in the GBA |
| 4.4 | Cross-boundary Investment and Regulatory Considerations |
05
Consumer Behavior, Social and Cultural Differences between HK and Mainland China
| Module | Topic |
|---|---|
| 5.1 | Understanding the GBA Client Segments |
| 5.2 | Social and Cultural Considerations in Client Interactions |
| 5.3 | Behavioral Finance in the GBA Wealth Management |
| 5.4 | Tailoring Wealth Management Services for GBA Clients |
| 5.5 | Digital Client Engagement and User Experience |
06
GBA Development, RMB Internationalization and Cross-Boundary Financial Schemes
| Module | Topic |
|---|---|
| 6.1 | Understanding China’s Globalization Efforts and the Role of the GBA |
| 6.2 | The Significance of Cross-boundary Schemes: Stock Connect, Bond Connect, Swap Connect, Wealth Management Connect, Insurance Connect, etc. |
| 6.3 | RMB Internationalization and its Significance in the GBA |
| 6.4 | Key Infrastructure Projects and Economic Zones (e.g., Qianhai Cooperation Zone) |
| 6.5 | Regulatory Landscape and Compliance Considerations |
07
Channels for Business Development in Retail Wealth Management
| Module | Topic |
|---|---|
| 7.1 | Evolution of Channels in Retail Wealth Management |
| 7.2 | Conventional Channels vs. Digital Channels |
| 7.3 | Fintech Tools for Enhancing Retail Wealth Management Distribution Channels |
| 7.4 | Integrated Omni-channel Approach |
| 7.5 | The Role of Relationship Managers in the Digital Era |
08
Fintech Innovation and Regtech in the GBA Financial Industry
| Module | Topic |
|---|---|
| 8.1 | Policies Driving the GBA Fintech and Regtech Development |
| 8.2 | Comparison of Financial and Regulatory Innovation/Technological Adoption in the GBA |
| 8.3 | ABCD (Artificial Intelligence/Robotics, Blockchain, Cloud Computing, Big Data) |
| 8.4 | Web3, Decentralized Finance (DeFi), and Central Bank Digital Currency (CBDC) |
| 8.5 | Compliance Implication, Cyber Security, Risk Management, and Fraud Detection |
09
Green, Sustainable Finance and Carbon Market Opportunities in the GBA
| Module | Topic |
|---|---|
| 9.1 | Overview of Sustainable Finance and its Importance to the GBA Banking |
| 9.2 | Introduction to Carbon Credit Trading and its Impact on the GBA Banking |
| 9.3 | Key Players and Regulatory Framework in Mainland China |
| 9.4 | High-level Description of the Compliance and Voluntary Carbon Markets |
| 9.5 | Cross-boundary Collaboration and Synergies within the GBA |
10
Practical Cases in Mainland Banking and Finance
| Module | Topic |
|---|---|
| 10.1 | Digital Transformation of a Mainland Bank |
| 10.2 | Cross-boundary Financial Technology Collaboration |
| 10.3 | Green Finance Initiatives in Mainland Banking |
| 10.4 | Wealth Management Solutions for High-Net-Worth Individuals |
| 10.5 | After-Sales Services Center of an Insurance Company in the GBA |