I. Recent Regulatory Updates (45 minutes)

a) Hong Kong Regulatory Landscape

• Changes in policies, laws, and guidelines from the Hong Kong Monetary Authority (HKMA), Securities and Futures Commission (SFC), and other relevant bodies.
• New regulations and guidelines regarding fintech innovations, such as blockchain, cryptocurrencies, and digital banking.
• Impact of these regulations on traditional financial institutions and new market entrants.

b) Greater Bay Area (GBA) Regulatory Developments

• Overview of significant regulatory changes in the GBA, including Mainland China, Macau, and other relevant regions.
• Updates on regulations facilitating cross-border financial services within the GBA.
• Implications for financial institutions offering services across Hong Kong, Macau, and Mainland China.

c) International Regulatory Trends

• Highlight important international regulatory updates that may affect financial institutions in Hong Kong and GBA.
• Focus on jurisdictions like the United States, European Union, and other influential financial centers.
• New regulations related to Environmental, Social, and Governance (ESG) criteria.
• Requirements for financial institutions to disclose ESG-related information and manage climate-related risks.

II. Enforcement Cases (40 minutes)

• Detailed analysis of recent enforcement cases by HKMA, SFC, and other regulators.
• Discussion on the nature of violations, penalties imposed, and lessons learned.
• Examination of notable enforcement actions in the GBA.
• Review of significant enforcement cases from global regulatory bodies.
• Implications for financial institutions in Hong Kong and the GBA.

III. Practical Implications and Best Practices (20 minutes)

• Strategies for financial institutions to ensure compliance with new regulations.
• Risk management and internal control enhancements.
• Examples of best practices from leading financial institutions.
• Developing a culture of compliance and ethical conduct.