Ensuring Success with Leading Expertise in AML Compliance

Stay Confident with Every Business Move Safeguarded by Studio AM.

About Studio AM

Studio AM, the Compliance-as-a-Service (CaaS) brand under a Global Family Office, is a leading provider of compliance advisory and corporate training solutions, uniquely positioned to support financial institutions and regulated entities in achieving excellence.

Backed by a global network of industry experts and an expansive presence across major financial hubs, Studio AM specializes in delivering comprehensive CaaS solutions and executive education, ensuring clients adhere to industry best practices and meet rigorous regulatory standards.

GLOBAL PRESENCE VANCOUVER TORONTO CALGARY MANITOBA NEW YORK SAN FRANCISCO CHICAGO SALT LAKE CITY LOS ANGELES STANFORD LONDON FRANKFURT HONG KONG SHANGHAI BEIJING GUANGZHOU SINGAPORE TAIPEI TOKYO KUALA LUMPUR

Instant Licence Suspension for Repeated AML Breaches

After three failed onsite inspections, regulator deems controls “not fit and proper”; licences are suspended until an independent auditor certifies remediation.

Skipping "Minor" Client Documentation Updates

AMLO mandates ongoing due diligence; outdated data risks false risk assessments, enabling undetected money laundering and HKMA investigations.

Using Informal Chats for Compliance Decisions

HKMA requires audit trails for accountability; undocumented approvals obscure liability, inviting fines for governance failures under SFO guidelines.

Insurance Intermediary Licence Lapses After Missed CPD

Continuing sales while CPD remains incomplete automatically voids the licence, forcing rescission of all policies and full premium refunds.

Mandatory Licence Upgrade Demand for Robo‑Adviser

Algorithm conducts discretionary trades, exceeding Type 1 authority; firm must secure a Type 9 licence within 60 days or cease operations.

RO Vacancy Breaches Fit‑and‑Proper Condition

Responsible Officer resigns and no approved replacement is in place for 30 days; the firm is deemed unmanaged, triggering automatic licence suspension.

SVF Licence Revocation Over Unsegregated Client Float

Mixing stored‑value balances with operating funds breaches safeguarding rules, so HKMA revokes the licence and appoints a manager to refund users.

Virtual‑Asset Platform Misses Deemed‑Licence Deadline

Operating after the statutory cut‑off without an application equals unlicensed activity, punishable by HK$5 million fine and seven‑year imprisonment per officer.

Cross‑Border Dealing Without Type 3 Licence

Hong Kong entity markets leveraged FX contracts and books trades offshore; exemption is void, so activity qualifies as unlicensed dealing.

Why AML Compliance Matters?

Every Business Move is About AML Now

Anti-Money Laundering compliance is crucial in today’s financial landscape. With increasingly sophisticated money laundering techniques and stringent regulatory requirements, financial institutions must ensure every transaction and business move is compliant.

Transaction Monitoring

Daily transactions that are inconsistent with customer profiles may trigger red flags, potentially leading to compliance investigations.

Private Lending

Unusual loan activities, such as unexpectedly early repayments or loans with ambiguous purposes, can raise red flags. These activities may prompt thorough compliance investigations to ensure adherence to AML policies.

Cash Flow Management

Routine cash flow activities can violate AML laws as money laundering and concealing illicit funds if large, unverified cash inflows are not properly monitored.

KYC Procedures

Insufficient customer due diligence, such as incomplete information during onboarding or without proper procedures in identification of high-risk clients, potentially leading to compliance breaches and regulatory action.

The Key to Safeguarding Your Business: AML Expertise.

Your Business Needs AML Expertise to Stay Safe.

Whether you require a complete compliance program or targeted support services, Studio AM is dedicated to protecting your business from the increasingly complex regulatory environment, where even a single unconsidered business decision can lead to significant issues.

10

YEARS OF

EXPERIENCE

Industry-Expertise

Our seasoned experts provide unrivaled AML compliance solutions, staying at the forefront of regulatory changes and best practices.

Technology-Driven

Experience the future of compliance with Studio AM’s innovative, AI-powered tools that revolutionize efficiency and minimize risks.

Unlock Your
Business Potential Today

As a multinational consulting firm, we specialize in bridging operations across key global markets, including Hong Kong, Canada, and Singapore. Our primary mission is to deliver bespoke solutions that enhance the strategic positioning and operational efficiency of our clients.

Additionally, we serve as a dedicated financial compliance consultancy, committed to assisting businesses in navigating the intricacies of regulatory requirements. This dual expertise ensures that our clients not only achieve compliance with confidence but also secure a competitive advantage through refined strategies and streamlined processes.

Our Major Services

We excel in harmonizing operations across global markets, spanning from Hong Kong, China, Singapore to Canada. Our paramount objective is to provide tailored solutions that elevate the strategic positioning and operational efficacy of our clientele.

Licensing Advisory Services

Expert guidance on obtaining and managing necessary licenses, ensuring your business operates legally in every locale.

RegTech & Innovative Solutions

Harnessing the power of regulatory technology (RegTech) and providing expert advisory services for fintech and virtual asset businesses.

Compliance Review Program

Maintain an edge over regulations by achieving seamless compliance via our comprehensive review, gap analysis, and refinement of your policies, procedures, and documentation.

Compliance Training & Education

Empowering staff with comprehensive compliance training and education, and developing effective policies and procedures to promote best practices.

Key Strength

Specialized Offerings

At Studio AM, we offer a suite of specialized services designed to address the diverse needs of our clients. By leveraging our deep understanding of global markets, we empower businesses to seize growth opportunities and navigate complexities with confidence.

Operational Optimization

Operational optimization is at the core of our services. We are committed to enhancing operational efficiency by fine-tuning processes, optimizing resource allocation and implementing cutting-edge technologies.

Our holistic approach ensures that businesses operate at peak performance, driving sustainable growth and profitability.

Streamline Success with Studio AM

Elevate your business to new heights with our expert insights and streamlined processes tailored to drive success.

Financial Compliance

Financial compliance is a cornerstone of our consultancy. We guide businesses through the labyrinth of regulatory requirements with precision and expertise.

From intricate licensing, tax laws, financial crime risk management and digital assets risk assessments to evolving industry standards, we provide comprehensive support to ensure compliance while minimizing risks.